Rule 10b-2

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Rule 10b-2

A rule of the SEC prohibiting the placement of a new issue in any way except as indicated in the new issue's filing statement.

Rule 10b-2

An SEC rule that prohibits firms engaged in a primary or secondary distribution from soliciting orders for the security in distribution by any means other than by the prospectus.

Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.

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Rule 10b-10
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short tender
Syndicate Bid

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